The new MiFID II and MiFIR come into effect from January 2018. There are significant changes which will need to be made to existing products and services, to the way charges are disclosed, the scope is widening, etc. But after all these digital compliance changes have been implemented, firms will still be left with some specific operational requirements that will need to be satisfied.
Specifically, we are talking about the Record Keeping requirements as they affect digital channels.
Download this white paper to find out what needs to be done to get your digital channels ready.